LEGAL

1 

Sole Proprietorships 

• Establish a strategic roadmap to ensure compliance with applicable regulations through the creation of the entity to launch of product or brand. 

• Draft and submit all applicable operating documents, licensing, and insurances.

• Advise on existing or potential contracts.

2

Startups

• Assess needs of the company to advise on the appropriate and most favorable form of entity (LLC, Partnership, Corporation, etc.)

• Create a roadmap detailing the step-by-step process of incorporation. 

• Draft incorporation documents (Articles of Incorporation, Operating Agreement, Bylaws, etc.) according to the goals of company and founders 

• Evaluate applicable registration and licensing requirements.

• Advise on existing or potential contracts ranging from lease negotiations, employment, product acquisition, to sale of goods.

• Create internal governance policies and procedures.

• Prepare a comprehensive multi-tier plan that will prepare your company for an eventual IPO. 

3

Public Company

• Periodic disclosures review and drafting to ensure compliance with SEC Regulation (Including forms 10-K, 8-K, 10-Q, 20-F)

• Creation, review, and oversight of compliance policies and procedures 

• Establish ethical guidelines for AI usage to promote responsible and transparent practices.

• IPO Consulting 

  • Draft or review of forms.

  • Strategic planning for roadshows.

  • Review of information disclosure. ​​​

4

UK Companies

• Provide guidance on the differences between regulatory compliance in the US and UK to ensure adherence to both. 

• Assist in the formation of cross-border incorporation. 

• Draft and review forms 

• Provide guidance on exemptions to SEC disclosure rules. 

• Provide guidance on Accredited Investor requirements and review necessary documentation.